01Worked example
Standing watch
Maintain a notebook per regulation or entity that a deduped news feed keeps current, so 'has anything changed since the last review' is a two-minute check rather than a re-read of the whole file.
Use case · For risk & compliance teams
AI for compliance monitoring that doesn't miss the filing.
Keep a standing read on a regulation or an entity instead of rebuilding the file every review. Deduped, multi-source news surfaces enforcement actions and rule changes as they land, search finds the clause you actually need, and every finding files with its source attached.
MonitoringFinance
04
In access today
04
Moves
02
Workflows
Working note · risk & compliance teamscited
Watch the regulatory feed[1]
Track a name or a rule[2]
Search the record[3]
Keep an auditable trail[4]
[1] Research[2] News[3] Search[4] Storage
What it reads against
Finance work is only as good as its sources.
The reference collections this job draws on. Each is a page you can open and read before you trust a single answer.
Collections are libraries the workspaces read from, kept as what they are rather than flattened into one pile. See the full collection breakdown.
Example workflows
What it looks like end to end.
Enforcement sweep
After an enforcement action lands, pull the announcement, the underlying order and the coverage into one note — what changed, who it affects, and the line for your own compliance file.
What you can do
Four moves, one workspace.
The concrete work behind "ai for compliance monitoring" — not a feature list.
/01
Watch the regulatory feed
Deduped, multi-source news clusters surface enforcement actions and rule changes once, not four times, the day they land.
/02
Track a name or a rule
Keep a standing notebook per entity or regulation, so new filings and coverage accumulate over time instead of starting from zero each review.
/03
Search the record
Semantic search across filings, guidance and the news you've collected — pull the clause or the line, not the whole document.
/04
Keep an auditable trail
File each finding to versioned storage with its source attached, so a later review can trace the call back to what triggered it.
The stack under the work
The workspaces this job runs on.
Listed in the order the work moves through them, each carrying its live status.
Starts hereAvailable
Research
Notebooks that read, synthesise and reference. Branch, version, merge — turn a question into a defensible answer.
Open ResearchQuestions
Frequently asked.
Different job? Browse every use case or start from your industry.
Can askFinz monitor regulatory changes automatically?
Deduped, multi-source news clusters surface enforcement actions and rule changes as they're reported, and a standing notebook accumulates the detail on a name or a regulation over time, so a review starts from an up-to-date file rather than a blank one.
Can I search across filings and guidance I've collected?
Yes. Upload the documents you track and they join a searchable index, so you can find the specific clause or line rather than re-reading the whole document.
Does askFinz make compliance determinations?
No. It surfaces the filings, the guidance and the news with sources attached — the judgement call, and the compliance sign-off, stays with your team.
For risk & compliance teams
Put it to work.
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- workspaces in access
- 4 workspaces in access
- worked examples
- 2 worked examples
- reference collections
- 4 reference collections
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