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askFinz
Use case · For risk & compliance teams

AI for compliance monitoring that doesn't miss the filing.

Keep a standing read on a regulation or an entity instead of rebuilding the file every review. Deduped, multi-source news surfaces enforcement actions and rule changes as they land, search finds the clause you actually need, and every finding files with its source attached.

04
Workspaces
04
Moves
02
Workflows
askFinz · risk & compliance teams
01Watch the regulatory feed
02Track a name or a rule
03Search the record
04Keep an auditable trail
research·news·search·storage
one workflowone workspace
What you can do

Four moves, one workspace.

  1. 01
    Watch the regulatory feed
    Deduped, multi-source news clusters surface enforcement actions and rule changes once, not four times, the day they land.
  2. 02
    Track a name or a rule
    Keep a standing notebook per entity or regulation, so new filings and coverage accumulate over time instead of starting from zero each review.
  3. 03
    Search the record
    Semantic search across filings, guidance and the news you've collected — pull the clause or the line, not the whole document.
  4. 04
    Keep an auditable trail
    File each finding to versioned storage with its source attached, so a later review can trace the call back to what triggered it.
Example workflows

What it looks like end to end.

Flow 01

Standing watch

Maintain a notebook per regulation or entity that a deduped news feed keeps current, so 'has anything changed since the last review' is a two-minute check rather than a re-read of the whole file.

Flow 02

Enforcement sweep

After an enforcement action lands, pull the announcement, the underlying order and the coverage into one note — what changed, who it affects, and the line for your own compliance file.

Questions

Frequently asked.

Can askFinz monitor regulatory changes automatically?
Deduped, multi-source news clusters surface enforcement actions and rule changes as they're reported, and a standing notebook accumulates the detail on a name or a regulation over time, so a review starts from an up-to-date file rather than a blank one.
Can I search across filings and guidance I've collected?
Yes. Upload the documents you track and they join a searchable index, so you can find the specific clause or line rather than re-reading the whole document.
Does askFinz make compliance determinations?
No. It surfaces the filings, the guidance and the news with sources attached — the judgement call, and the compliance sign-off, stays with your team.
For risk & compliance teams
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